90-5220-lfn-23-10-92
Dieses Dokument ist Teil der Anfrage „Infringement proceedings 1990-1994“
Mi, Minus COMMISSION DES COMMUNAUTES EUROPEENNES SECRETARIAT GENERAL Bruxelles, 21 janvier 1993 s6 (92) D/19207 siueH vo INFRACTION / IRLANDE 0015220, 1 N o ——agl16”. I auke, Pı ol sr. Application de directives communautaires dans le domaine de | "'environnemert = substances dangereuses - eau potable/de baignade - &tude "impact" - Mise en demeure de la Commission, notifide le 23 d&cembre 1992 Document diffuse A la Commission pour information. Decision d'envoi de la lettre de mise en demeure, au titre de L’article 169 CEE, prise par la Commission le 20 novembre 1991 (cf. COM(91) PV 1083). Destinataires : les Membres de la Commission Te in [—
COMMISSION OF THE EUROPEAN COMMUNITIES Brussels, 2 SG(92) D/ 1@ > 0 7 90/5220 Sir, I would like to draw your attention to the implementation by Ireland of Directives 76/464/EEC on pollution caused by certain dangerous substances discharged into the aquatic environment of the Community ("the Dangerous Substances Directive"), 75/440/EEC concerning the quality required of surface water intended for the abstraction of drinking water in the Member States ("the Surface Water Directive"), 76/160/EEC concerning the quality of bathing water ("the Bathing Water Directive") and 85/337/EEC on assessment of the effects of certain public and private projects on the environment ("the Impact Assessment Directive"). A. INTRODUCTION l, The contents of this letter relate to four complaints. Each complaint is dealt with separately by reference to the Directive or Directives it concerns. However, the main purpose is to address underlying legal and implementation issues of a general nature. B. COMPLAINT CONCERNING LOUGH_DERG 2. On 12 October 1991, the Commission registered a complaint against Ireland under No 1220/90 concerning the pollution of Lough Derg, part of the system of the River Shannon. The complainant claimed that: Minister for Foreign Affairs St. Stephen’'s Green, 80 IRL - DUBLIN 2 Rue de la Loi 200 - B-104B Brussels - Belgium Telephone: direct line 23....... exchange 235.11.11 - Telex COMEU 8 21877 - Telegraphic sddress COMEUR Brussels - Telafsx ra
- it is no longer possible to bathe in Lough Derg at Mountshannon, County Clare because of water pollution, caused by uncontrolled run-off from farms in the area and discharges from motor cruisers; - there previously existed a popular bathing water at Mountshannon, used by both locals and tourists, with classes held by the National Water Safety Council. By letter of 18 December 1991, the Commission brought the allegations contained in the complaint to the attention of the Irish authorities, requesting comments and observations and > an indication of the account taken of the Bathing Water Directive, the Dangerous Substances Directive and the Surface Water Directive, as well as Directive 78/659/EEC on the quality of fresh waters needing protection or improvement in order to support fish life ("the Fishwater Directive"); - given that there was apparently not a single inland water amongst the 64 bathing waters in Ireland to which the provisions of the Bathing Water Directive were applied, an indication of whether or not the Irish authorities systematically and periodically examine Irish inland waters to see if any fulfil the definition of "bathing water" in the Directive, and, if not, an indication of how respect for the Directive in regard to such waters was assured.: The response of the Irish authorities, sent on 4 March 1991, inter alia, - pointed to a lowering of water quality in the lake between the 1970s and 1990, as evidenced by the results of various surveys: specifically, by 1990 it had been concluded that the lake was eutrophic, probably due to an increase in phosphate concentrations on the lake - otherwise the water quality was satisfactory; - drew attention to a range of positive measures already taken or planned to protect the lake, including farm surveys, improved sewage treatment, installation of pump-out facilities for pleasure craft, and further investigations of water quality; - indicated that the Shannon was not a designated fishwater under the Fishwater Directive, but that the water quality standards in the draft water quality management plan for Lough Derg have been derived from that Directive - as regards progress in relation to further designations, this is influenced by the extent to which additonal resources can be made available by local authorities to implement the monitoring regime and the other obligations specified in the Directive; - indicating that bathing is not traditionally practised by large numbers of bathers at inland locations, with the following factors cited - colder temperatures, availability of indoor heated swimming pools and the possibility and popularity of trips to coastal bathing areas;
- pointing out that local authorities bordering the lake have had regard to the implementation of the Dangerous Substances Directive in the implementation of their statutory functions under the Local Government (Water Pollution) Acts 1977 and 1990. No List I discharges have been identified. As regards List II substances, detailed investigations are about to commence to determine more precisely the impact of the phosphorus reaching the lake, its sources and such remedial measures as may be appropriate. The strategies adopted by the local authorities in the light of these investigations will complement the range of measures already taken to deal with pollution risks, including phosphorus inputs from farms and sewage inputs to the lake from municipal discharges and pleasure craft. In sending the present letter, the Commission in no way wishes to detract from the several positive initiatives taken in regard to Lough Derg, and indeed fully supports these. It seeks rather to highlight a number of longstanding legislative weaknesses in the Irish system transposing the Dangerous Substances Directive. Correcting these weaknesses should reinforce and complement measures such as those underway in Lough Derg. As regards the Fishwater Directive, the Commission would merely make the observation that it should be possible to coordinate monitoring functions under different Community Directives so as to maximize the effect of available resources; if it forms an integral part of a well-functioning pollution control system, monitoring should bring benefits outweighing the costs involved, especially where waters are an important economic resource. The Bathing Water Directive is not dealt with in detail so far as this complaint is concerned, the information being too scant. However, questions of general implementation of this Directive are covered elsewhere in the letter. Article 7 of the Dangerous Substances Directive provides as follows: "1. In order to reduce pollution of the waters referred to in Article 1 by the substances within List II, Member States shall establish programmes in the implementation of which they shall apply in particular the methods referred to in paragraphs 2 and 3. 2. All discharges into the waters referred to in Article 1 which are liable to contain any of the substances within List II shall require prior authorization by the competent authority in the Member State concerned, in which emission standards shall be laid down. Such standards shall be based on the quality objectives, which shall be fixed as provided for in paragraph 3. 3. The programmes referred to in paragraph 1 shall include quality objectives for water; these shall be laid down in accordance with Council Directives, where they exist. 4. The programmes may also include specific provisions governing the composition and use of substances Or groups of substances and products and shall take into account the latest economically feasible technical developments. 5. The programmes shall set deadlines for their implementation.
6. Summaries of the progranmes and the results of their implementation shall be communicated to the Commission. 7. The Commission, together with the Member States, shall arrange for regular comparisons of the programmes in order to ensure sufficient coordination in their implementation. If it sees fit, it shall submit relevant proposals to the Council to this end." By a letter of 5 June 1978, Ireland informed the Commission that the licensing activities of local authorities under the Local Government (Water Pollution) Act 1977 would form the nucleus of programmes for the reduction of pollution from List II substances. By a letter of 24 August 1983, the Irish Department of the Environment reaffirmed Ireland's position with regard to Article 7. It indicated that it had advised local authorities who are required to license discharges "to set quality objectives for List II substances on the basis of recommendations of a technical committee on effluent and water quality standards". Furthermore, it had advised them to draft water quality management plans which would include quality objectives based on water use. It seems evident that Ireland largely relies on the provisions of the said Water Pollution Act 1977 to implement Article 7. The Act has now been updated by the Local Government (Water Pollution) {Amendment) Act 1990. While the Commission recognizes that together these constitute an extensive legal framework for combatting water pollution, it nevertheless considers that the framework does not adequately cover the programme-making requirements of Article 7 for the reasons given below. There are a number of general points to be noted about Article 7. (a) Programme-making is a mandatory not an optional function (use of "shall" in Article 7(1). (b) The purpose of programmes is to reduce "pollution", which is defined in Article 1 of the Directive as meaning "the discharge by man, directly or indirectly, of substances or energy into the aquatic environment the results of which are such as to cause hazards to human health, harm to living resouces and to aquatic ecosystems, damage to amenities or interference with other legitimate uses of water". One of the significant features in this definition is the reference to "harm to living resources and aquatic ecosystems". This implies that programmes under Article 7 are not just to protect waters for human health, economic or recreational reasons, but also to protect the role waters serve as natural environments and life support systems. It also implies that pollution-reduction programmes need to be tailored to the needs of particular, waters, since "aquatic ecosystems" embraces a diversity of conditions and circumstances. (c) The field of application of Article 7 is potentially very wide, extending as it does to the waters referred to in Article 1, i.e. inland surface water, territorial waters, and internal coastal waters (groundwater is now treated separately under the Groundwater Directive).
10. (d) There is a mandatory and discretionary content to pollution- reduction programmes. The mandatory content embraces quality objectives (Article 7(2) and 7(3), emission standards and authorizations (Article 7(2) and implementation deadlines (Article 7(5)). The fact that there must be deadlines and that implementation results have to be communicated to the Commission (Article 7(6) implies that programmes are an on-going exercise, requiring monitoring to determine whether or not quality objectives have been met and if not why not. This in turn implies controls to check if authorizations are respected. As regards the discretionary content of programmes, Article 7(4) leaves it open to Member States to provide for additional elements. (e) If programmes are not to be a wasted exercise, they must be founded on an adequate base of empirical knowledge, i.e. Member States must be equipped with a satisfactory knowledge of the conditions and sensitivities of the different waters covered, the purposes which these waters serve (living resources, aquatic ecosystems, amenities and other legitimate uses), and the threats and potential threats to these waters having regard to the definition of "pollution". The Water Pollution Act 1977 as amended contains in Section 15 a provision for water quality management plans. Section 15 is an unsatisfactory transposition of provisions in Article 7 for a number of reasons. (a) Section 15 allows local authorities (in the Irish system, these have chief responsibility for combatting water pollution) to treat the making of water quality management plans as an optional function (use of "may" in Section 15(1)). It is true that the Irish Minister for the Environment has a power to direct the making of such plans (again Section 15(1)) but he does not appear to have ever exercised it. In practice, Section 15 seems to have had a limited impact, with the Irish Department of the Environment reporting in its Water and Sanitary Services programme for 1989-93 that, while preparation of water quality management plans for most of the major river catchments and for some important estuaries and bays is now well advanced, "the rate at which these plans have been adopted by local authorities has been slower than anticipated." The programme confirms that only seven plans have been adopted, although it adds that "local authorities are being pressed to complete and adopt plans as quickly as possible". (b) A water quality management plan "shall contain such objectives for the prevention and abatement of pollution of the waters the subject of the plan and such other provisions as appear to the local authority to be necessary" (Section 15(2)). However, "pollution" is not defined in the Irish legislation. The definition of the closest term, "polluting matter", suggests a narrower meaning of "pollution" is intended than that set out in Article 1 of the Directive, since "polluting matter" is not linked to aquatic ecosystems in the broadest sense but to limited aspects of such ecosystems, i.e. fish and the food of fish. This in turn suggests that water quality management plans may have too narrow a focus, leaving >ut functions of water which are not of direct human benefit or interest. In contrast, pollution
1l. 12. reduction programmes under Article 7 must, by virtue of the definition of "pollution" already mentioned, be considered as having to address wider effects on aquatic ecosystems, including lifeforms other than fish or the food of fish. (c) There does not seem to be any provision for deadlines for the implementation of objectives contained in water quality management plans. (d) Although water quality management plans may be revised or replaced from time to time, there appears to be no provision for assessing their results. The Commission recognizes that water quality management plans are not to be seen in isolation. Under Section 26 of the Water Pollution Act 1977, the Minister for the Environment has a power to prescribe quality standards for waters. In theory, such standards could ceonstitute "quality objectives" within the meaning of Article 7, and so supplement or complement water quality management plans. In practice, however, no such standards appear to have been prescribed. There are also a wide range of possibilities in the Water Pollution Acts for controlling direct and indirect discharges, including licensing provisions in Section 4 of the Water Pollution Act 1977. The Commission has looked at the latter to determine whether or not they give effect to the authorization provisions of Article 7. In the system of Article 7 the emission standards attached to authorizations are to to be based on quality objectives. Section 4 is weak in this regard. Licences must respect Section 26 standards, but as has already been noted, no such standards appear to exist. The licence-granting process must also have regard to the objectives contained in any relevant water quality management plan, but again, as has already been noted, such plans seem to be more the exception than the rule. In any case, the objectives contained in them may not necessarily equate to quality objectives within the meaning of Article 7. Furthermore, even where a water quality management plan containing quality objectives exists, it would still seem to ke possible to licence discharges which would contravene the objectives. It is true that Section 4(5) gives a discretion to local authorities to attach licence conditions reflecting a wide range of factors. Stringently applied, this may go some ways towards meeting the purpose of Article 7. However, the case of the proposed Ballyhealy fish farm mentioned in this letter suggest that there may be inadequacies in regard to licence-framing, especially so far as toxic, persistent and bioaccumulable substances are concerned (see points 38-42). of particular note is the fact that discharges from sewers (which term is defined in the Irish legislation so as to include sewage treatment and disposal works vested in or controlled by a sanitary authority) are not subject to the licensing provisions of Section 4. As far as discharges from sewage treatment plants are concerned Directive 91/271/EEC provides detailed requirements for the pollutant content of such discharges as well as a date at which these requiremnts must be complied with. However, as concerns overflows, this Directive does not provide detailed requirements and the requirements of the Dangerous Substances Directive apply fully to significant discahrges from the overflows. Article 7 of the latter Directive therefore applies fully reqiring licence for such
13. 14. 15. overflows. Although the former Directive is not yet in force, its provisions are obviously relevant to any action and investments now contemplated on sewage treatment, and the Commission would welcome any submission which the Irish authorities may wish to make in this regard. The structure envisaged by Article 7 is therefore imperfectly reflected in the Irish legislation. The case of Lough Derg illustrates how these imperfections manifest themselves in practice. The Commission considers it to be a significant case in as much as it relates to one of the central water management problems in Ireland today - nutrient pollution. It is admitted that by the summer of 1990, Lough Derg was "eutrophic" within the OECD classification system. This indicates that there was pollution within the meaning of the Dangerous Substances Directive. Furthermore, there seems little doubt but that this pollution is critically linked to at least one List II substance, i.e. phosphorus. The evidence also suggests that there has been a long-term decline in water quality since baseline data was collected in the latter part of the 1970s. In such a context, an Article 7 programme should entail fact-finding to determine the sources and extent of pollution, the fixing of quality objectives, and a concertation of efforts in order to meet these objectives. It is true that, in the absence of relevant Community standards, Member States have a wide discretion in laying down quality objectives. However, due account must be taken of Article 9 of the Dangerous Substances Directive which states: "The application of the measures taken pursuant to this Directive may on no account lead, either directly or indirectly, to increased pollution of the waters referred to in Article 1". One of the implications of this standstill provision is that Member States are not entitled to lay down quality objectives which have the effect of tolerating pollution increases. Apart from the laying down of quality objectives, an Article 7 programme would require a deadline to be fixed for meeting the quality objectives. The downward trend in Lough Derg's water quality is exactly the opposite of what might have been expected had Article 7 been properly implemented since the 19705. The action taken to date and the action underway appears to fall short of that required under Article 7 in a number of respects. It is of positive note that there has already been some factfinding in respect of the lake and its problems, and that a programme of research is intended. This should help to lay a proper basis for measures under Article 7. However, it is unsatisfactory that it has taken so long to reach this stage, and there must be some concern at the lack of a timetable for the future programme of research. As yet there is no quality objective for phosphorus for the lake, and there is no indication as to when or in what manner a quality objective is likely to be established. It is noted that a draft water quality management plan exists for the lower Shannon. However, this has apparently existed as a draft for some years, and there is no indication as to when, if ever, the responsible local authorities will adopt it (they are under no legal duty to do so). As regards authorizations, lccal authority sewage discharges
16. 17. 18. which contribute to the phosphorus problem are exempt from licensing, as has already been noted. The Commission also understands that the discharge of humic material from areas subject to peat extraction is not subject to any authorization requirements (the Commission would welcome clarification on this). Even where authorizations are required, the absence of a quality objective for phosphorus means that relevant emission standards lack a focus on a higher goal. Overall, the missing elements mean that a proper integrated approach has yet to become apparent. Although the said letter of 4 March 1991 indicates that Portumna is the only public water supply scheme using Lough Derg as its source, and that the water category is designated as Al, it is noted that the attached comments on 1990 Lough Derg water quality results include the following remarks: "At most locations throughout the lake the pH and colour results are in the A2 category (i.e. requiring normal physical treatment, chemical treatment and disinfection) as established by EC (Quality of Surface Water Intended for the Abstraction of Drinking Water) Regulations, 1989. Total phosphorous results for three stations are also in the A2 category. All other results are in the Al category (i.e. requiring simple physical treatment and disinfection)." The latter remarks suggest that, so far as the Surface Water Directive is concerned, there may be a need to prepare an improvement plan in respect of phosphorus ( Article 4(2) of the Surface Water Directive). The Commission would welcome further information on this point from the Irish authorities. COMPLAINT CONCERNING SUTTON BEACH On 25 July 1990, the Commission registered a complaint against Ireland under No 1031/90 concerning Sutton Beach, in County Dublin (a recognized bathing water within the meaning of the Bathing Water Directive). The complainant, inter alia, complained that water quality was deteriorating due to pollution, caused chiefly by the Howth sewage outfall, serving more than 300 000 population equivalent. On 17 August 1990, the Commission brought the allegations in the complaint to the attention of the Irish authorities, requesting, inter alia, comments together with: - an indication of the account taken of Articles 6(3) (local investigation) and 6(4) (additional sampling) of the Bathing Water Directive, especially as regards the Howth outfall; - an indication of the account taken of Article 7 of the Dangerous Substances Directive in respect of the waters affected by the Howth outfall (i.e. establishment of pollution-reduction programme, prior authorization, emission standards, quality objectives).
19. 20, 21. On 21 January 1991, the Irish authorities responded, inter alia, - pointing out that water quality at Sutton beach was generally good, with low median values for the bacteriological parameters the norm; - recognizing an occasional problem of high readings for bacteriological parameters at the beach; - attributing high readings not to the Howth sewage outfall itself but to periodic discharges through overflows - and in particular the emergency overflow pipe at the screening arrangement for the North Dublin Main Drainage System which discharges at Howth. These overflows operate at times of surcharging of the system and particularly during periods of high rainfall; - emphasizing that a major improvement programme covering both the outfall and its associated overflow is being actively prepared as part of their commitment to eliminate untreated discharges of sewage from major coastal towns by the year 2000. Howth has been identified as a priority location and Dublin Corporation is in the process of appointing consultants for the development of proposals for secondary treatment at Howth. Temporary solutions to the problems of overflow are being developed in the meantime; - pointing out that effluent discharges to the sewage system require licensing under the Local Government (Water Pollution) Act 1977, and that, in the present case, licences are issued by Dublin County Council or Dublin Corporation and they contain emission standards which, inter alia, take account of the quality objectives set for bathing waters in the general vicinity of the Howth outfall. The information supplied suggests that the authorities have not only fulfilled their monitoring role under the Bathing Water Directive, but have also fulfilled the important complementary role of identifying sources and potential sources of pollution. Furthermore, there also seems to be a follow-up in terms of practical action. The purpose of mentioning the complaint about Sutton beach is that it provides a further good illustration of the Irish legislative position in regard to the Dangerous Substances Directive, already discussed in more detail above. The population served by the Howth outfall makes it one of the most important in Ireland, and the evidence is that the associated overflow can cause pollution within the meaning of the Dangerous Substances Directive (which embraces the following substances which could arise from the overflow: "gubstances which have an adverse effect on the oxygen balance, particularly: ammonia, nitrites.") Applied in this case, Article 7 would require an authorization for discharges from the sewage system overflows fixing emission standards based on quality objectives. The quality objectives would, inter alia, have to be compatible with the standards of the Bathing Water Directive. However, the actual position is that there is no authorization of the overflows (because, while certain discharges to a sewer system are licensible, all discharges from such a system are exempt under the Water Pollution Acts), no emission standards (because there is no authorization and no generally applicable standards), and no quality objectives (water